lxii ONTARIO REPORTS NOVEMBER 9, 2018
Senior Manager Regulatory Compliance Retail Banking &
HSBC Global Asset Management (Canada) Limited is seeking a lawyer or an
experienced compliance professional to join its Regulatory Compliance team as
Senior Manager responsible for providing regulatory advice and support to the
fund manager of HSBC Mutual Funds and the portfolio manager of institutional
and high net worth individual accounts.
The Senior Manager is expected to maintain a strong awareness of the regulatory
environment and be able to understand how current and proposed regulations
impact business activities with a view to providing appropriate regulatory
advice. Be proactive and provide strategic value add to the management and
operation of the compliance program. The Senior Manager will also be involved
with the development and release of new products, local and global initiatives,
and institutional sales.
The successful candidate is a self-motivated individual who possesses strong
judgement and analytical capability, is able to work effectively under pressure and
can prioritize multiple tasks and handle a variety of projects simultaneously. It’s
preferred to have a candidate with strong knowledge of the securities regulations
as they apply to an Investment Fund Manager (IFM), Portfolio Manager (PM)
and Exempt Market Dealer (EMD); compliance risks and controls assessments
experience; and full understanding of all investment products applicable to the
business. Knowledge of anti-money laundering/terrorist financing and sanctions
is an asset.
Why work for us?
• This is an exciting opportunity which could be based out of Toronto or
• Competitive compensation package including extended benefits
• Career Development: Within your current role, as well as Canadian and
• Company Reputation: Offering prestige, strength, and longevity
• Business Growth: Underpinned by our drive, and the highest banking
• International Connectivity and impact: We have presence in 68 countries
and build global relationships and be a part of international initiatives.
Euromoney named HSBC the best bank in the world in 2017
• Strong Commitment locally and globally to diversity and corporate
sustainability – named one of Canada’s 50 best corporate citizens for 7
Phil Tomasinski, Recruitment Relationship Manager at firstname.lastname@example.org.
For more details, please visit our Careers page at: https://hsbc.taleo.net/
HSBC Senior Manager